Help for

Pension Scheme Administrators

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The Challenges

Understanding what parts of their work are regulated
Obtaining authorisation, variations of permission or appointed representative status
Deciding what to do about arrangements for holding client money

Solutions

Opinions on the scope of regulation
Checking internal procedures to ensure that they pose the lowest risk to the firm's compliance position.
Devising solutions and options to enable the firm to have the lowest possible exposure to the client money and mandate rules.

Consulting

Writing

Training

Help for you

Adam helps a wide range of organisations like yours - from dispute resolution centres, law firms and publishers to life assurers and small IFAs. For a complete list click here