Consulting
Subject areas:
For financial services firms and regulators
- Treating customers fairly
- Client agreements and initial disclosure documents
- Financial promotions
- Developing products and services
- Drafting policy conditions, key features, PPFMs and other material
- Consumer financial advice standards
- Training and competence
- Complaints
- Reviews and redrafting of systems and controls and other office procedures
For lawyers
- Pensions law
- International arbitration
- Private international law
- International business law
- Expert witness reports
Forms of help given
- Face-to-face meetings
- Telephone
- Formal opinions
- Letters drafted to clients and regulators
- Research papers
- Audits on the premises
- Handling or bringing complaints
- Drafting complaints, financial promotions and other business procedures