adam samuel: writing

"Your stuff is always useful but most of all readable and not afraid to give your views which is unusual and refreshing."
Tom Calvert-Lee, Head of Legal and Compliance, Gissings

"Consumer Complaints and Compensation: A Guide to the Financial Services Market" City & Financial

Writing

Corporate Management

Complaints | Treating Customers Fairly | Financial Promotions |
Financial Advice and the Sales Process | Banking | General Insurance |
Mortgages | Market Abuse and Money Laundering | Investment Management |
Approved Persons | Corporate Management | Regulation Generally |
Ethics | Pensions Review | Other Topics and Older Pieces |

Back to writing.

If you would like to obtain any of the following publications please contact Adam.

For a complete list of all articles on Corporate Management please download the pdf

"Remuneration & the FSA - the cart in front of just about everything", Compliance Monitor April 2009
"CP08/20: the prudential rules for personal investment firms",
Complinet 1 December 2008
"Liberata fine sends warning shot to back office administrators", April 14 2008
"Blake final notice and more leaky capital", March 25 2008
"Litaid, the tribunal on PI cover and the RMAR", February 13 2008
"Norwich Union fined for leaking policyholder information", Complinet 18 December 2007
"Nationwide fined almost L1m for one stolen laptop" Complinet 15 February 2007
"The sad tale of the London Adventist Credit Union" Complinet, 11 May 2006
"The tribunal and more credit union chaos" Complinet, 19 May 2006
"Besso pays penalty for approved person lapse" Complinet 2 May 2006
"FSA sanctions major player in consumer financial services" Complinet 13 April 2006
"Capita- FSA sends out a painful message on fraud" Complinet 20 March 2006
"FSA looks into 'key person risk' " Complinet 15 February

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Adam helps a wide range of organisations like yours - from dispute resolution centres, law firms and publishers to life assurers and small IFAs. For a complete list click here