adam samuel: writing

"Your stuff is always useful but most of all readable and not afraid to give your views which is unusual and refreshing."
Tom Calvert-Lee, Head of Legal and Compliance, Gissings

"Consumer Complaints and Compensation: A Guide to the Financial Services Market" City & Financial

Writing

Financial Advice and Sales Process

Complaints | Treating Customers Fairly | Financial Promotions
Financial Advice and The Sales Process | General Insurance | Mortgages
Market Abuse and Money Laundering | Investment Management
Approved Persons | Corporate Management
Regulation Generally | Ethics | Pensions Review
Other Topics and Older Pieces

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If you would like to obtain any of the following publications please contact Adam.

For a complete list of all articles on Financial Advice and Sales Process please download
the pdf

"Adam Samuel answers his own RDR interim report questions", Money Marketing 7 May 2008
"The FSA's retail distribution review interim report", Complinet, 30 April 2008
"FSA accepts lack of linkage between capital and mis-selling", Complinet, 30 April 2008
"Small cap mis-selling - from Square Mile to Mansion House", Complinet, 8 April 2008
"Advice fundamentals", Money Marketing, 3 April 2008
"Beware of the paper-tooth tiger", Financial Adviser, 6 March 2008
"CP08/3 - the FSA is still twisting and turning", Complinet, 21 February 2008
"Miah final notice - the Square Mile fallout" - February 12 2008
"Risky business", Compliance Monitor, February 2008
"The Square Mile compliance disaster" Complinet, 17 January 2008

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Adam helps a wide range of organisations like yours - from dispute resolution centres, law firms and publishers to life assurers and small IFAs. For a complete list click here