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Tom Calvert-Lee, Head of Legal and Compliance, Gissings

Writing

Financial Promotions

Back to writing.

If you would like to obtain any of the following publications please contact Adam.

For a complete list of all articles on Financial Promotions please download the pdf

"Key features and simplified prospectuses: the FSA issues a plain English guide", Complinet 6 May 2009
"The Aspray final notice: of financial promotions, complaints and 'cooperation with the FSA'", Complinet 20 March 2009
"The FSA wins Fox Hayes in the Court of Appeal and creates a more rounded view of 'what is a promotion'", Complinet 19 February 2009
"Please describe the risks and asset mix of your fund accurately: Standard Life follows the AIG path", Complinet 27 January 2009
"Tribunal partially rebuffs FSA over Fox Hayes leave to appeal application", Complinet 3 June 2008
"Fox Hayes revisited", Complinet, 14 April 2008
"FSA reviews web sites and sponsored links", Complinet, 3 December 2007
"Fox Hayes tribunal decision and approving foreign promotions", Complinet 23 October 2007
"Principles-based Regulation, MiFID and the New Financial Promotion Rules", Compliance, Officer Bulletin, September 2007
"Promotions do not reflect what the product delivers", Complinet 12 April 2007
"Streamlining financial promotions under NEWCOB", Compliance Monitor
December/January 2006/2007
"FSA clamps down on cost-saving insurance promotions", Complinet 19 January
2007
"Foresters Life fined for dire financial promotions", Complinet, 29 August 2006

Adam helps a wide range of organisations like yours - from dispute resolution centres, law firms and publishers to life assurers and small IFAs. For a complete list click here