Writing
Financial Promotions
Complaints | Treating Customers Fairly | Financial Promotions
Financial Advice and The Sales Process | General Insurance | Mortgages
Market Abuse and Money Laundering | Investment Management
Approved Persons | Corporate Management
Regulation Generally | Ethics | Pensions Review
Other Topics and Older Pieces
Back to writing.
If you would like to obtain any of the following publications please contact Adam.
For a complete list of all articles on Financial Promotions please download the pdf
"Fox Hayes revisited", Complinet, 14 April 2008
"FSA reviews web sites and sponsored links", Complinet, 3 December 2007
"Fox Hayes tribunal decision and approving foreign promotions", Complinet 23 October
2007
"Principles-based Regulation, MiFID and the New Financial Promotion Rules", Compliance,
Officer Bulletin, September 2007
"Promotions do not reflect what the product delivers", Complinet 12 April 2007
"Streamlining financial promotions under NEWCOB", Compliance Monitor
December/January 2006/2007
"FSA clamps down on cost-saving insurance promotions", Complinet 19 January
2007
"Foresters Life fined for dire financial promotions", Complinet, 29 August 2006




